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Enforcement Highlights

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Enforcement
Highlights

Covering SEC, CFTC, FINRA, PCAOB, States, Exchanges, & FCA Enforcement Activities

ESG, Enforcement and Effective Disclosure

Please join the Faegre Drinker team for a three-part webinar series providing updates on year-end financial reporting and the 2021 proxy season. This session will cover:

  • Discuss current trends and considerations related to ESG oversight and disclosure
  • Review SEC enforcement activity and lessons learned
  • Review best practices in annual report and proxy disclosures
  • Update on other hot topics heading into the annual meeting season

Register.

Speakers

  • Elizabeth A. Diffley
  • James G. Lundy
  • Amy C. Seidel
  • Jeffrey A. Sherman

Other Sessions in the Series

  • Planning for Proxy Season: SEC Rulemaking Changes
    Friday, November 6, 2020
  • Corporate Governance and Executive Compensation Developments
    Monday, December 7, 2020

Questions? Please contact Kelley Mann or call +1 317 237 1161.

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November 9, 2020
Written by: Amy Seidel
Category: Public Companies, Accounting, and Auditing
Tags: Corporate, Litigation

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  • Municipal Bond Offerings
  • Public Companies, Accounting, and Auditing

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