About Us

Faegre Drinker’s “Enforcement Highlights” blog offers posts and other communications to shed light on the sometimes aggressive and opaque nature of the enforcement activities of financial regulators such as the SEC, CFTC, FINRA, PCAOB, States, Exchanges, & FCA Enforcement Activities. Enforcement Highlights is led by Faegre Drinker attorneys with decades of collective experiences on the staff of the SEC and FINRA, who have a proven track record of successfully defending clients in enforcement investigations. The draw from these experiences to share insights to proactively assist and educate their readers on the murky world of financial regulatory enforcement.

Editorial Board

Jim Lundy
Michael MacPhail
David Porteous

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